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University of California Press

About the Book

Tribes and State Formation is the first effort to bring together the disciplines of history, anthropology, and political science around a major topic that none of these alone is adequately equipped to address. How and why did certain tribal societies metamorphose over time into states? Scholars concerned with general questions of theory and methodology and the interaction of anthropology and history, as well as political scientists and sociologists concerned with concepts of the state in the Middle East and other developing regions, will be well served by this innovative work.

The articles by an array of distinguished scholars cover a wide range of topics: the relationship of ideology to tribal and state power, comparisons between different regional patterns of tribe-state interaction, historical case studies from North Africa, the Arabian Peninsula, and Iran extending to the contemporary period; theoretical and methodological inquiries, and systematic reviews of the literature on tribes and states. The articles argue against a unilinear approach to the study of tribes and state formation by emphasizing that states often existed alongside tribes and even created tribes for their own purposes. Some case studies emphasize the incompatibility of states and tribalism, while others illustrate the many areas in which tribes actually enhanced rather than impeded state formation.

About the Author

Philip S. Khoury is Professor of History and Acting Dean of the School of Humanities and Social Sciences at the Massachusetts Institute of Technology. Joseph Kostiner is Lecturer in Middle Eastern History at Tel Aviv University and the author of South Yemen's Revolutionary Strategy, 1970-1985 (Tel Aviv, 1990).

Table of Contents

FOREWORD
Roy P. Mottahedeh 
IN MEMORY OF MALCOLM KERR
Albert Hourani 
ACKNOWLEDGMENTS
Philip S. Khoury and Joseph Kostiner 
Introduction: Tribes and the Complexities of State Formation in the Middle East
Philip S. Khoury and Joseph Kostiner 

PART 1 • HISTORICAL, ANTHROPOLOGICAL, METHODOLOGICAL, AND COMPARATIVE PERSPECTIVES
Tribes and State Formation in Islamic History
Ira M: Lapidus 
Anthropologists, Historians, and Tribespeople on Tribe and State Formation in the Middle East
Richard Tapper 
Anthropological Theories of Tribe and State Formation in the Middle East: Ideology and the Semiotics of Power
Steven C. Caton 
Tribalism and the State in the Middle East
Ernest Gellner 
The Simultaneity of the Unsimultaneous: Old Tribes and Imposed Nation-States in the Modern Middle East
Bassam Tibi 
Tribe and State Relations: The Inner Asian Perspective
Thomas J. Barfield 

PART 2 • MIDDLE EASTERN CASE STUDIES
Tribes and the State in Nineteenth- and Twentieth-Century Iran
Lois Beck 
Transforming Dualities: Tribe and State Formation in Saudi Arabia
Joseph Kostiner 
Imams and Tribes: The Writing and Acting of History in Upper Yemen
Paul Dresch 
Tribe and State: Libyan Anomalies
Lisa Anderson 
Conclusion: Tribes and States in Islamic History
Albert Hourani 
GLOSSARY OF MIDDLE EASTERN TERMS 
CONTRIBUTORS 
WORKS CITED 
INDEX